存款服务

The Depository Trust Company’s (直接转矩’s) 存款服务 offers participant firms a number of ways to deposit various types of eligible securities into the depository, 从那里他们可以得到全方位的加工, 保管和记录服务.

• vns6060威尼斯城官网

  The 存款服务 offers participants a variety of ways to make deposits of securities into the depository. The service provides centralized processing of securities deposits and enables participants to electronically track their deposits through 直接转矩’s system.

  直接转矩’s range of deposit options includes the 存款自动化管理 (DAM) service, 直接转矩作为参与者和转移代理的中心枢纽, as well as specialized deposit functions such as the 分行存款业务 (BDS), 限制存款服务(RDS), 重整存款服务及其他. 更多细节见下文.

  Specialized deposit functions are also available to users of 直接转矩’s Custody Service.

• 谁可以使用该服务

  所有直接转矩参与者都有资格使用该服务.

• 好处

  直接转矩 gives participants the efficiency, reliability and cost savings of automated deposit services. 自动化允许参与者:

  • 获得大多数转让活动的当日证券头寸信用.
  • 消除手动创建存款票.
  • 通过直接转矩的功能跟踪存款.
  • Faciliate removal of restrictive legends in connection with deposit of securities w在这里 associated restrictions have elapsed with a transfer turnaround usually within 3-1/2 days. 对于特定类型的证券和情况, 直接转矩 also provides specialized services that cannot be fully automated but that deliver the benefits of centralized handling and safekeeping.

• 服务如何运作

  Participants may deposit securities through one of the following four methods. Except when using FAST, participants forward the securities for deposit to 直接转矩. 收到物理证书后, 直接转矩将存入的证券记入参与者的一般免费账户:

  1. 存款自动化管理使用直接转矩的存款自动化管理(DAM)系统, a participant transmits deposit details via a Participant Browser System (PBS) terminal, 使用存款自动化或DAMP功能, 或者通过文件传输协议. 该功能还允许参与者合并存款, 研究矿床的状况, 并支付最多10天的押金.
  2. 分行存款业务:参加者可透过直接转矩的分行存款服务递交存款, which enables clients to allow its branch office(s) or correspondents to interface directly with 直接转矩’s deposit services and send securities for deposit directly from their branch or correspondents to 直接转矩 for deposit. This service accelerates the deposit credit while alleviating the handling of physical certificates by the main office; 直接转矩 staff a r reviews the contents of the package provided by the branch for negotiability and eligibility for deposit to 直接转矩. The main office is provided with access to the imaged certificates processed by 直接转矩 on behalf of the branch offices. Once processed, branch received items are routed as directed by the participant. Routing instructions may be for routine deposit to the participant's 直接转矩 account, 返回给参与者, 或转移到另一地点作进一步处理. End-of-day balancing procedures will permit the participant to separate these positions as required by it for its own internal purposes.
  3. 受限制的存款服务: 受限制的存款服务 allows 直接转矩 participants to use the depository for processing with respect to the removal of restrictions on securities. 直接转矩 provides negotiability and documentation review of deposited restricted securities, 图像并将其传递给转移代理, 并安排将其迅速转换为无限制证券. Restricted securities generally are securities purchased in private placements directly from an issuer before the company is public. They may also be stock acquired through a corporate reorganization or acquisition, 作为服务的回报, 或者来自原始股东.
  4. 快速证券自动转让系统(Fast): The FAST system eliminates the movement of physical securities certificates for transfers of securities registered in the name of 直接转矩’s nominee, 放弃 & 在转会经纪人的账簿上. 直接转矩 and its FAST transfer agents reconcile the results of participants’ deposit and withdrawal activities electronically on a daily basis.

  存款服务还提供下列专门服务:

  重整存款服务: 重整存款服务 allows users to deposit securities for transfer and for the collection of entitlements for issues that have undergone a corporate action or redemption. 重组保证金的分配可以延期或在第二天进行.

  法定存款: 法定存款 enables participants to deposit certificates with the accompanying legal documents needed for transfer. 为了避免被拒绝, 直接转矩 staff may examine the documents prior to submission to the transfer agent. The Paperless 法律s Program has eliminated the need for many of these transfers.

  不可转让的存款: 不可转让的存款 allows participants to deposit certificates in issues that are no longer serviced by a transfer agent. Participants can then use the Position Removal (PREM) function in 直接转矩’s processing system to move the position to 直接转矩, which will destroy the underlying certificates if a transfer agent is not located within six years.

  持票人存款: 持票人存款 allows participants to deposit certificates registered to bearer, 利息收入是通过出示附寄的息票来收取的. 直接转矩 staff will clip the coupons when they are due and present to the paying agent on behalf of the depositing participant.

• 了解更多信息

  要获取更多信息，请点击 在这里.