注册SPR
Security Position Reports from The Depository Trust Company (直接转矩) provide issuers, trustees and authorized third-party agents with valuable information on the position holdings of 直接转矩 participants in the issuer’s security as of a specified time period.
New Company Registration
请填写 New Company Registration if your firm has not previously registered for our Security Position Reports (SPR) web service.
This initial registration must be submitted by an officer of your firm whose role can be verified by 直接转矩 on your firm’s website or within your firm’s SEC filings. If you are an officer, but 直接转矩 cannot verify you as such, please have an officer whose title is identifiable via your firm’s website or SEC filing send written authorization in the form of a signed and dated letter on company letterhead to (电子邮件保护), verifying your title and complete contact information. This requirement ensures your firm’s security position information is obtained only by those appropriately entitled.
Once 直接转矩 approves your registration, you will automatically be provisioned with the role of Officer Coordinator. As an Officer Coordinator you have access to the full range of activities within SPR, including the ability to authorize additional users (please see the 有关注册的常见问题 欲知详情).
To register your organization and sign-up as an Officer Coordinator for your company, 点击这里.
New User Registration
直接转矩 recommends that each firm have multiple users to ensure uninterrupted access to SPR. If your company is already registered for SPR and needs to add additional users, please have them complete the New User Registration. (Note: As long as there is an active Officer Coordinator for your firm, additional users do not need to be officers. 然而, to avoid possible future delays or interruptions in access, it is advised that multiple officers are registered.
A New User Registration request must include your Company ID, which is generated by 直接转矩 upon the initial New Company Registration. If you do not know your Company ID, please email (电子邮件保护) requesting this information.
You must register as a “Coordinator” or “Operator.” Coordinator level access allows a user to undertake the full range of activities within SPR, 而操作员级别
access offers a more limited scope of activities. 请参阅 有关注册的常见问题 欲知详情. (Note: Companies can have more than one Officer, Coordinator or Operator registered at the same time.)
If the new user registration is submitted by an officer of your firm who is identifiable via your corporate website or an SEC filing, then no further documentation is necessary. If the new user is not an officer, an email authorizing this new user’s access must be sent by an existing Officer Coordinator to (电子邮件保护) for 直接转矩 to review and approve.
To register as a New User, 点击这里.